RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1201395 SEPARATION DATE: 20020715
BOARD DATE: 20130118
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC, E-4 (MOS 92G10/Food Service Specialist),
medically separated for a mechanical low back pain (LBP) condition. The CI could not be
adequately rehabilitated to meet the physical requirements of his Military Occupational
Specialty MOS. He was consequently issued a permanent L3 profile and referred for a Medical
Evaluation Board (MEB). The chronic mechanical LBP condition was forwarded to the Physical
Evaluation Board (PEB) as medically unacceptable IAW AR 40-501. No other conditions were
submitted by the MEB to the PEB. The PEB adjudicated the chronic mechanical LBP condition
as unfitting, rated 10%, citing criteria of the Veterans Administration Schedule for Rating
Disabilities (VASRD). The CI made no appeals, and was medically separated with a combined
10% permanent disability rating.
CI CONTENTION: When I received a medical discharge I was service connected (sic) disability
for degenerative disc disease of the lumbar spine. My current disability states that I have a
herniated nucleus pulposus (sic) of the L4-L5, with secondary stenosis and radiculopathy of the
lower right extremity. At the time of my seperation (sic) I explained to the Doctor that both my
knees hurt but my right knee hurts more than my left knee. My medical VA records indicate
that I received surgery on my left knee, when the Doctor from Ortho placed a request for
temporary 100% disability it was denied due to non-service connection for my left knee (sic)
Medical Discharge Doctor did not indicate that both knees were affected only right knee which I
still have pain. I am also service connected for muscle tension headaches. I was sent numerous
(sic) sleep studies and was diagnosed with sleep apnea and use of a CPAP, and underwent
surgery UPPP and I am currently sending a claim for sleep apnea. I feel my headaches are
related to my sleep apnea. I have pain in my right shoulder which flairs up and cannot move my
neck for days. When pain is extremely bad I receive a steroid shot in my shoulder.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in
Department of Defense Instruction (DoDI 6040.44 (Enclosure 3, paragraph 5.e.2) is limited to
those conditions which were determined by the PEB to be specifically unfitting for continued
military service; or, when requested by the CI, those condition(s) identified but not
determined to be unfitting by the PEB. The ratings for unfitting conditions will be reviewed in
all cases. The rating for the CIs unfitting mechanical LBP condition is addressed below. The
lower right extremity radiculopathy, bilateral knee pain, muscle tension headaches, sleep
apnea, and right shoulder pain conditions specified in the application were not identified or
adjudicated by the PEB and thus are not within the purview of the board. Any conditions or
contention not requested in this application, or otherwise outside the Boards defined scope of
review, remain eligible for future consideration by the service Board for Correction of Military
Records.
RATING COMPARISON:
Service IPEB Dated 20020606
VA (~at Separation) Effective 200200716
Condition
Code
Rating
Condition
Code
Rating
Exam
Mechanical Low Back Pain
5295
10%
Low Back Sprain
5292
20%
20020709
.No Additional MEB/PEB Entries.
Chondromalacia Patellae of the
Right Knee
5299-5260
10%
20020709
0% X 3
20020709
Combined: 10%
Combined: 30%
ANALYSIS SUMMARY:
Mechanical Low Back Pain Condition. According to the MEB narrative summary (NARSUM), the
CI had a 2 year history of back pain without a particular inciting injury. On a physical therapy
(PT) note dated 11 June 2001, 12 months prior to separation, non-compliance with a prior
treatment plan was noted. During that visit, the CI stated his command wanted him to get a
medical board. On another PT note dated 6 July 2001, a long history of non-compliance was
noted since December 2000. At a physical medicine evaluation on 26 June 2001, 12 months
prior to separation, the CI reported gradually progressing pain for a year with occasional
radiation to the left thigh and calf. Pain was reported as severe and exacerbated by activity.
On examination, flexion was near normal with ability to reach the fingers to the mid tibia (shin).
Extension and lateral bending was slightly reduced (20 degrees each) with normal rotation (45
degrees both sides). A positive straight leg rise (SLR) and Lesegues sign were found on the left
leg with pain radiating to the left calf, however there was normal motor, sensory, and reflexes
noted. At the medical evaluation board exam documented in the MEB NARSUM performed on
13 May 2002, 2 months prior to separation, the CI stated he had pain after standing for
prolonged periods of time, lifting, bending, and twisting, and occasional pain radiating to his left
anterior thigh and heel. He was unable to participate in physical training or work in his MOS.
He was taking no medications for the LBP condition at the time. On examination flexion was
moderately reduced with the CI reaching fingers to mid thigh and motion was moderately
limited in all directions with report of pain. There was report of pain with two examination
maneuvers not expected to cause pain. There was mildly decreased left toes, first web space
and lateral malleolus sensation. Normal strength, normal reflexes, and a negative (SLR) test
were noted. X-ray findings on 19 June 2002 showed a normal lumbar spine. At the VA
Compensation and Pension (C&P) exam on 7 September 2002, a week prior to separation, the
CI reported pain on a daily basis, worsening with standing and bending, with occasional
radiation to the legs. On examination, flexion of 30 degrees was recorded with report of pain.
Additionally, findings of tenderness, paraspinous muscle spasm, positive SLR, and antalgic gait
were noted. Muscle strength was normal.
The Board directs attention to its rating recommendation based on the above evidence. In
accordance with DoDI 6040.44, the Board is required to recommend a rating IAW the VASRD in
effect at the time of separation. The Board notes that the 2002 VASRD standards for the spine,
which were in effect at the time of separation, were changed to the current §4.71a rating
standards in 2004. The Board must correlate the above clinical data with the 2002 rating
schedule (applicable diagnostic codes include: 5292 limitation of lumbar spine motion, 5293
intervertebral disc syndrome; and 5295 lumbosacral strain). The Board considered VASRD
diagnostic code 5295 used by the PEB to adjudicate the condition at 10%. The Board could not
find clinical evidence to meet the 40% rating criteria of listing, positive Goldthwaites sign,
marked limitation of forward bending, osteoarthritic changes, narrowing or irregular joint
spaces, or abnormal mobility on forced motion. The Board agreed that the record supported
the 20% rating criteria finding evidence of muscle spasm, and loss of lateral spine motion in the
VA C&P examination cited above. The Board considered the code used by the VA, 5292
limitation of motion of lumbar spine. The Board found the evidence did not support the severe
40% rating. The Board agreed that the limitations of motion cited in the medical record, as well
as the functional limitations imposed by profiles were more than slight and at the moderate
range thus achieving a 20% rating. The intervertebral disc syndrome code 5293 was also
considered by the Board. Evidence in the service records indicated the CIs LBP condition did
not achieve a more favorable rating for the CI under this diagnostic code. There was no
evidence of ratable peripheral nerve impairment or documentation of incapacitating episodes
which would provide for additional or higher rating. After due deliberation, considering all of
the evidence and mindful of VASRD §4.3 (reasonable doubt), the Board majority recommends a
disability rating of 20% for the mechanical LBP condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the mechanical LBP condition, the Board recommends by a
vote of 2:1 a disability rating of 20%, coded 5295, IAW VASRD §4.71a. The single voter for
dissent (who recommended no recharacterization) did not elect to submit a minority opinion.
There were no other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Mechanical Low Back Pain Condition
5295
20%
COMBINED
20%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120711, w/atchs.
Exhibit B. Service Treatment Record.
Exhibit C. Department of Veterans Affairs Treatment Record.
XXXXXXXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXXX, AR20130003943 (PD201201395)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation to modify the individuals disability rating to 20%
without recharacterization of the individuals separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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